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SMART: Top 10 Deficiencies

Using SMART, we have analyzed the top 10 survey deficiencies cited over the past year in both standard surveys and the COVID Focus surveys. Of note, the most cited tags in the standard surveys are very different than past lists of top ten deficiencies.

A total of 644 surveys have been entered into SMART for 2020 as of March 9, 2021.
• 51 (8 percent) of the surveys are Standard surveys
• 496 (77 percent) of the surveys are COVID Focus surveys 

Top 10 Deficiencies for Standard Surveys by F-Tag
Ranking F-Tag Description
1 657 Care Plan Timing and Revision
2 880 Infection Prevention & Control
3 656 Develop/Implement Comprehensive Care Plan
4 761 Label/Store Drugs & Biologicals
5 684 Quality of Care
6 812 Food Procurement, Store/Prepare/Serve – Sanitary
7 578 Request/Refuse/Discontinue Treatment; Formulate Adv Directives
8 689 Free of Accident Hazards/Supervision/Devices
9 842 Resident Records – Identifiable Information
10 658 Services Provided Meet Professional Standards

 

Top 10 Deficiencies for COVID Focus Surveys by F-Tag
Ranking F-Tag Description
1 880 Infection Prevention & Control
2 886 COVID-19 Testing – Residents and Staff
3 842 Resident Records – Identifiable Information
4 885 Reporting- Residents, Representatives, and Families
5 580 Notify of Changes (Injury/Decline/Room, etc.)
6 657 Care Plan Timing and Revision
7 658 Services Provided Meet Professional Standards
8 689 Free of Accident Hazards/Supervision/Devices
9 552 Right to be Informed/Make Treatment Decisions
10 656 Develop/Implement Comprehensive Care Plan


About SMART

VHCA-VCAL’s Survey Management and Analysis Resource Tool (SMART), is used to analyze current trends and patterns in the nursing facility survey process which includes type of survey, length of survey, type of surveyors conducting the survey, survey supervisor, a list of questions related to the survey process, and the citation description and detailed descriptors for each F-Tag.

You can help make SMART more robust by:
1. forwarding a copy of the 2567 report and cover letter to Mary Chiles at mary@chileshealthcare.com and
2. completing this SMART Questionnaire, which allows you to provide feedback regarding the survey process.